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Unsafe Compliance

A failure in which a model provides actionable assistance in response to a request that should be refused or safely constrained under the applicable policies or task design.

Example

A model directly supplies concrete execution steps for a dangerous request that should have been stopped.

Distinctions and cautions

Literal compliance with an instruction can still be unsafe when it conflicts with a safety objective. Over-refusal, by contrast, rejects harmless requests unnecessarily. *Under-refusal* is a related term but is not fixed as a complete synonym in this catalog.

Open questions and cautions

What should be prohibited, and what degree of restriction or refusal is required, depend on policy, domain, and task design. There is no evidential basis for treating safety boundaries as a single system common to all applications.

Evidence

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XSTest

Title
XSTest
Author / organization
Röttger et al.
Year
2024
Source type / publication status
NAACL; peer reviewed
Supported concepts / claim context
Over-refusal and Unsafe Compliance; safe/unsafe contrast.
Scope and limitations
250 safe and 200 unsafe prompts; safety boundary depends on the application.
Access / version note
Published NAACL.
Recorded official URL / DOI / identifier
Official URL / recorded link

Health-ORSC-Bench

Title
Health-ORSC-Bench
Author / organization
Zhang et al.
Year
2026
Source type / publication status
Findings ACL; peer reviewed
Supported concepts / claim context
Over-refusal; Unsafe Compliance; Refusal/compliance/safe-completion trade-offs.
Scope and limitations
31,920 benign boundary prompts, seven health categories and 30 LLMs; healthcare-specific and policy-sensitive.
Access / version note
Published Findings ACL.
Recorded official URL / DOI / identifier
Official URL / recorded link